Regulatory References

Welcome to the third episode in our series of bitesize videos on regulation and compliance in the financial sector. For one final time, Olivia Toulson returns to offer her expert advice on regulatory references. Individuals entering certain roles within a company are subject to regulatory references. What are these references, and how are they provided? Olivia shares her extensive knowledge on the subject, drawing from her experience as Co-head of Financial Services at Birketts LLP. If you'd like to get in touch with Olivia for advice, you can find her contact details here: https://www.birketts.co.uk/people/olivia-toulson/ If you'd like to know more about financial sector services on offer at Birketts, visit our website: https://www.birketts.co.uk/sector/financial-services-funds-regulation/