Investigating Breaches

Welcome to the second episode in our series of bitesize videos on regulation by the Financial Conduct Authority (FCA). In this episode, Olivia Toulson, Partner at Birketts LLP and Co-head of Financial Services, returns to discuss how to investigate breaches of misconduct within an organisation. With the FCA's intensified focus on non-financial conduct, understanding how and when to thoroughly investigate allegations is crucial. Olivia leverages her extensive experience in the financial services sector, particularly in handling employment tribunal litigation for employers on various issues. If you need assistance with a similar matter, you can reach Olivia via her contact details here: https://www.birketts.co.uk/people/olivia-toulson/ To learn more about our work in the Financial Services sector, visit our website: https://www.birketts.co.uk/service/financial-services-employment/